Publié: 28 mai 2024
Zürich
80% – 100%
Durée indéterminée
Bank Julius Bär & Co. AG
Emplois trouvés sur le web
At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.
For our Markets & Banking Operations Compliance team we are looking for a Zurich-based market conduct monitoring specialist, who will be acting as a functional lead for insider monitoring and trade surveillance globally.
Set clear priorities, support and motivate a dynamic, diverse, and growing team as a functional lead for market conduct monitoring
Proactively engage, partner, and effectively communicate within the organisation and with governing bodies to maintain and further build up the credibility of the firm
Responsible for reporting and escalation of potential breaches, sensitive cases or delays to the relevant stakeholders
Cooperate with other subject matter experts within or outside CRO in the assessment of specific cases
Ensuring Compliance to Insider Trading Regulations
Ensuring Compliance to Front-, Parallel-, and After Running Regulations
Ensuring Compliance to Market Manipulation Regulations
Acting as Single Point of Contact for Legal & Administrative cooperation with regard to Market Abuse (as required by FINMA)
Strong decisive, result-oriented manager of change projects with the ability to execute in a disciplined manner
Strong communication skills to deal with our employees and stakeholders on different management levels
Exhibit sound judgment and discretion
Attention to details and with strong follow up skills
Flair for IT and other information utility or database know-how is an advantage
Proven track record as a functional lead or change project lead
4 - 7 years of professional experience in the financial industry, preferably in the area of Markets Compliance or Compliance Control Room
University degree (Bachelor or Master), preferable in Economics, Legal, Audit, or Finance, alternatively another higher education with a strong career development
We are looking forward to receiving your full job application through our online application tool. Further interesting job opportunities can be found on our Career site.
Is this not quite what you are looking for? Set up a job alert by creating a candidate account here.