Senior Investment Compliance Consultant

Profidata

Key information

Publication date:15 October 2024
Workload:80 – 100%
Contract type:Unlimited employment
Place of work:Bändliweg 30, 8048 Zürich

PROFIDATA provides innovative software and SaaS solutions for investment and wealth management in the most important financial centers for over three decades. This offering is complemented by a rapidly growing, broad range of services in the areas of consulting, implementation, training and support.

For our head office in Zurich we are looking for a

YOUR CONTRIBUTION

Our clients are fund companies, banks, insurance companies and asset managers. As a Senior Investment Compliance Consultant, you are the main point of contact for our clients regarding our core product - XENTIS. You play a central role in our project team, focusing on transitioning from a MIG21 environment. Furthermore, you are responsible for the analysis and implementation of regulatory and contractual investment guidelines for investment funds and other investment vehicles (mandates, portfolios, insurance assets, etc.). After the project, you'll take on multifaceted tasks within our Investment Compliance Team.

These key activities await you:

Play a central role in our investment compliance project as a senior (analysing, coding and testing rules)

Maintain country-specific, regulatory country rule cards based on the respective legal framework (KKV-FINMA, BVV2, UCITS, KAGB, AnlV, etc.)

Analysis and implementation of contractual, client-specific investment guidelines (prospectus rules, investment regulations, internal guidelines) in XENTIS

Analysis, evaluation, optimization and implementation of client-specific violation management processes

Analysis and evaluation of client-specific investment compliance requirements and implementation of pre- and post-trade checks as well as regulatory reporting