Responsable de l'intégration de la conformité et des examens périodiques

Responsable de l'intégration de la conformité et des examens périodiques

Managing and Leading the Integration and Periodic Review Team (approximately 15+ team members), spread across 3 sites: Zurich, Geneva, and Lugano, and overseeing all KYC/AML processes and procedures to ensure effective risk management and compliance with internal framework and regulatory requirements.

• Supervising integration and periodic review activities.
• Managing the integration and periodic review team across the 3 sites, setting priorities, defining objectives, and providing direction to team members.
• Providing support and guidance to the team and front office.
• Reporting sensitive and/or urgent issues to the Head of Financial Crime or their deputy.
• Collaborating and maintaining strong relationships with the first line of defense (FLoD), other stakeholders, and foreign compliance units.
• Preparing, participating in, and following up on internal and external audits.
• Compiling management reports, statistics, and KPIs for internal use and Group Compliance.
• Preparing and delivering training sessions and workshops on compliance and for the front office.
• Staying updated on current developments in regulatory changes that may impact the business or processes/procedures, and proposing appropriate strategies and actions.
• Promoting compliance awareness and supporting the development of a risk culture within the bank.
• Maintaining and improving integration and periodic review processes, systems, and tools by participating in projects, reviewing and/or developing internal guidelines, and supporting the development of new tools.

Requirements

Over 8 years of compliance experience with strong knowledge in compliance, particularly in client integration, financial crime, and transaction monitoring.

Advanced Compliance certification and/or other specialized certifications are a plus.

Strong leadership skills.

Solid understanding of private banking, wealth management, and asset management.

Good grasp of business issues.

Pragmatic and solution-oriented mindset.

Flexibility and resourcefulness.

Ability to work across different functions.

Flexibility for regular travel within Switzerland.

Strong interpersonal skills.

Proficiency in English, as well as French and/or German and/or Swiss German and/or Italian.